Posts tagged ‘VFinance’

FINRA recently announced that Lance Nathaniel Scida (a registered representative in Wichita, Kansas) and Dennis Dale Bailey (a registered representative in Highlands Ranch, Colorado) submitted an Offer of Settlement in which they were suspended from association with any FINRA member in any capacity for two years. Without admitting or denying the allegations, Scida and [...]

FINRA recently announced that Alan Frank Pacella (CRD#1689031) (a VFinance Investments, Inc financial advisor in Boca Raton, Florida ) has been censured and fined $10,000. Without admitting or denying the allegations, Pacella consented to the described sanctions and to the entry of findings that he participated in the sale of unregistered securities. The [...]