Posts tagged ‘SMH Capital’

FINRA recently announced that Alan Frank Pacella (CRD#1689031) (a VFinance Investments, Inc financial advisor in Boca Raton, Florida ) has been censured and fined $10,000. Without admitting or denying the allegations, Pacella consented to the described sanctions and to the entry of findings that he participated in the sale of unregistered securities. The [...]