The White Law Group, LLC, a South Florida securities fraud, broker fraud, securities arbitration, investor protection and Chapter 7 bankruptcy law firm based in Boca Raton, Florida.

The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes.
The sale of CIT InterNotes to individual retail clients resulted from institutional investors growing reluctance to lend to CIT Group Inc. as they became increasingly aware of CIT’s deteriorating financial condition. By selling to individual retail clients, CIT was able [...]

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC.
The firm has offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so [...]

Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision that provides that if you have a dispute with your broker you agree to waive your right to bring that claim in Court and to arbitrate that dispute through FINRA’s Dispute Resolution process. [...]

Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision that provides that if you have a dispute with your broker-dealer you agree to waive your right to bring that claim in Court and to arbitrate that dispute through FINRA’s Dispute Resolution process. [...]

The White Law Group is investigating a possible securities fraud claim on behalf an West Memphis, Arkansas investor involving former UBS Financial Services financial advisor Stephen Weatherly.
Specifically, we are investigating whether Mr. Weatherly improperly recommended that the retired investor invest a significant portion of his life savings in a AXA variable annuity. Not only [...]

Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision that provides that if you have a dispute with your broker-dealer you agree to waive your right to bring that claim in Court and to arbitrate that dispute through FINRA’s Dispute Resolution process. [...]

The White Law Group represents investors who have suffered investment losses as a result of investments made with commodities or futures firms. These claims are typically arbitrated through the National Futures Association’s (NFA) dispute resolution process.
Arbitration is a process where the parties present their arguments and supporting evidence before an impartial third party (or [...]

Each state has its own securities laws. The following are selected sections of the Wyoming securities laws that are generally applicable in FINRA arbitrations.
CHAPTER 4 – SECURITIES
17-4-101. Fraudulent practices prohibited in securities sales and purchases.
(a) It is unlawful for any person, in connection with the offer, sale or purchase of any security, directly or [...]

Each state has its own securities laws. The following are selected sections of the Wisconsin securities laws that are generally applicable in FINRA arbitrations.
DFI−Sec 4.06 Prohibited conduct. (1) The following
are deemed “dishonest or unethical business practices” or “taking
unfair advantage of a customer” by a broker−dealer under s.
551.412 (4) (m), Stats., without limiting those terms [...]

Each state has its own securities laws. The following are selected sections of the West Virginia securities laws that are generally applicable in FINRA arbitrations.
Pursuant to the authority delegated to the Commissioner by §32-4-402(b)(9) and §32-4-412 of the Code of West Virginia, the following transaction is determined to be exempt from the registration provisions [...]