The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton, Florida.
The Law Offices of David A. Carter, P.A. has its office in Boca Raton, Florida because of the obvious benefits of being located so close to FINRA [...]
FINRA recently announced that Vincent Joseph Farrugia, Jr. of Lawrenceville , Georgia (formerly a financial advisor with Next Financial Group, Inc.) has been fined $15,000 and suspended from association with any FINRA member in any capacity for four months. Without admitting or denying the findings, Farrugia consented to the described sanctions and to the [...]