PMK Securities & Research, Inc. is a full service securities brokerage firm and registered investment adviser headquartered in Delray Beach, Florida (on Atlantic Avenue in downtown Delray Beach). According to its website, PMK Securities and its predecessor firm have provided a range of products and services for private clients, corporations and institutional investors for over 18 years. It further claims to have become one of the largest privately-owned firms in the region.
PMK Securities clears its trades through First Clearing, LLC, a subsidiary of Wachovia Securities.
According to PMK Securities’ FINRA Broker Report, PMK Securities has been named in four regulatory events. The State of Florida has investigated PMK Securities for failure to maintain and implement written supervisory procedures in accordance with FINRA Rule 3010 and Rule 3E-600.13 of the Florida Administrative Code. PMK Securities has also been fined $1,000 by FINRA for failure to enforce its written supervisory procedures.
If you have questions about investment you have made with PMK Securities, or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. David Carter is a securities attorney that reviews securities fraud cases throughout the country and Florida, including securities cases in Delray Beach, Boynton Beach, Orlando, Jacksonville, Tampa, Tallahassee, Gainesville, and West Palm Beach. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com. For more information about the Law Offices of David A. Carter, P.A., you can also visit our website at www.carterpa.com.